Alexander Financial Services - The Company
Our objective: To: sell financial planning advice, not products.
Our aim as Independent Financial Advisors and Mortgage Brokers is to provide our clients with impartial advice and recommendations to suit their financial, mortgage and lifestyle planning objectives.
{1} Initial Consultation Procedure In order for us to undertake an initial appraisal for you we must:
{2} Provide you with information as required by our regulator, the Financial Services Authority (FSA).
{3} Gather information about your current position, your goals and financial objectives.
Product purchase should follow as a result of good advice!
The leaflets and forms we use to meet these requirements are:
- Key Facts.
- About our Services.
- Disclosure Document.
The FSA requires us to give you this document when advising on some savings and investments.
We will discuss your payment options with you and answer any questions you have. We will not charge you anything until you have agreed how we are to be paid.
{1} Client Agreement Letter: Client Agreement Document
This document must be signed and returned to confirm that you have read the document and consent to the terms within it.
{2} Client: Risk: Risk Profile Questionnaire
This will provide the information upon which we will assess your attitude to risk on any investment funds advice. This form must be completed, signed and returned to us.